# Ruby Analyzer Parity Design (SCANNER-ENG-0009)

**Status:** Draft • Owner: Ruby Analyzer Guild • Updated: 2025-11-02

## 1. Goals & Non-Goals
- **Goals**
  - Deterministically catalogue Ruby application dependencies (Gemfile/Gemfile.lock, vendored specs, .gem archives) for container layers and local workspaces.
  - Build runtime usage graphs (require/require_relative, Zeitwerk autoloads, Rack boot chains, Sidekiq/ActiveJob schedulers).
  - Emit capability signals (exec/fs/net/serialization, framework fingerprints, job schedulers) consumable by Policy Engine and explain traces.
  - Provide CLI verbs (`stella ruby inspect`, `stella ruby resolve`) and Offline Kit parity for air-gapped deployments.
- **Non-Goals**
  - Shipping dynamic runtime profilers (log-based or APM) in this iteration.
  - Implementing UI changes beyond exposing explain traces the Policy/UI guilds already support.

## 2. Scope & Inputs
| Input | Location | Notes |
|-------|----------|-------|
| Gemfile / Gemfile.lock | Source tree, layer filesystem | Handle multiple apps per repo; honour Bundler groups. |
| Vendor bundles (`vendor/bundle`, `.bundle/config`) | Layer filesystem | Needed for offline/built images; avoid double-counting platform-specific gems. |
| `.gemspec` files / cached specs | `~/.bundle/cache`, `vendor/cache`, gems in layers | Support deterministic parsing without executing gem metadata. |
| Framework configs | `config/application.rb`, `config/routes.rb`, `config/sidekiq.yml`, etc. | Feed framework surface mapper. |
| Container metadata | Layer digests via RustFS CAS | Support incremental composition per layer. |

## 3. High-Level Architecture
```
┌─────────────────────────┐        ┌────────────────────┐
│  Bundler Lock Collector │───────▶│  Package Graph     │
└─────────────────────────┘        │  Aggregator        │
                                   └─────────┬──────────┘
┌─────────────────────────┐                │
│  Gemspec Inspector      │───────────────▶│
└─────────────────────────┘                │
                                           ▼
                                   ┌────────────────────┐
┌─────────────────────────┐        │ Runtime Graph      │
│  Require/Autoload Scan  │───────▶│ Builder (Zeitwerk) │
└─────────────────────────┘        └─────────┬──────────┘
                                           │
                                           ▼
                                   ┌────────────────────┐
                                   │ Capability Emitter │
                                   └─────────┬──────────┘
                                           │
                                           ▼
                                   ┌────────────────────┐
                                   │ SBOM Writer        │
                                   │ + Policy Signals   │
                                   └────────────────────┘
```

## 4. Detailed Components
### 4.1 Bundler Lock Collector
- Parse `Gemfile.lock` deterministically (no network) using new `RubyLockCollector` under `StellaOps.Scanner.Analyzers.Lang.Ruby`.
- Support alternative manifests (`gems.rb`, `gems.locked`) and workspace overrides.
- Emit package nodes with fields: `name`, `version`, `source` (path/git/rubygems), `bundlerGroup[]`, `platform`, `declaredOnly` flag.
- Implementation:
  - Reuse parsing strategy from Trivy (`pkg/fanal/analyzer/language/ruby/bundler`) but port to C# with streaming reader and stable ordering.
  - Integrate with Surface.Validation to enforce size limits and tenant allowlists for git/path sources.

### 4.2 Gemspec Inspector
- Scan cached specs under `vendor/cache`, `.bundle/cache`, and gem directories to pick up transitive packages when lockfiles missing.
- Parse without executing Ruby by using a deterministic DSL subset (similar to Trivy gemspec parser).
- Link results to lockfile entries by `<name, version, platform>`; create new records flagged `InferredFromSpec` when lockfile absent.

### 4.3 Package Aggregator
- New orchestrator `RubyPackageAggregator` merges lock and gemspec data with installed gems from container layers (once runtime analyzer ships).
- Precedence: Installed > Lockfile > Gemspec.
- Deduplicate by package key (name+version+platform) and attach provenance bits for Policy Engine.

### 4.4 Runtime Graph Builder
- Static analysis for `require`, `require_relative`, `autoload`, Zeitwerk conventions, and Rails initialisers.
- Implementation phases:
  1. Parse AST using tree-sitter Ruby embedded under `StellaOps.Scanner.Analyzers.Lang.Ruby.Syntax` with deterministic bindings.
  2. Generate edges `entrypoint -> file` and `file -> package` with reason codes (`require-static`, `autoload-zeitwerk`, `autoload-const_missing`).
  3. Identify framework entrypoints (Rails controllers, Rack middleware, Sidekiq workers) via heuristics defined in `SCANNER-ANALYZERS-RUBY-28-*` tasks.
- Output merges with EntryTrace usage hints to support runtime filtering in Policy Engine.

### 4.5 Capability & Surface Signals
- Emit evidence documents for:
  - Process/exec usage (`Kernel.system`, `` `cmd` ``, `Open3`).
  - Network clients (`Net::HTTP`, `Faraday`, `Redis`, `ActiveRecord::Base.establish_connection`).
  - Serialization sinks (`Marshal.load`, `YAML.load`, `Oj.load`).
  - Job schedulers (Sidekiq, Resque, ActiveJob, Whenever, Clockwork) with schedule metadata.
- Capability records flow to Policy Engine under `capability.ruby.*` namespaces to allow gating on dangerous constructs.

### 4.6 CLI & Offline Integration
- Add CLI verbs:
  - `stella ruby inspect <path>` – runs collector locally, outputs JSON summary with provenance.
  - `stella ruby resolve --image <ref>` – fetches scan artifacts, prints dependency graph grouped by bundler group/platform.
- Ship analyzer DLLs and rules in Offline Kit manifest; include autoload/zeitwerk fingerprints and heuristics hashed for determinism.

## 5. Data Contracts
| Artifact | Shape | Consumer |
|----------|-------|----------|
| `ruby_packages.json` | Array `{id, name, version, source, provenance, groups[], platform}` | SBOM Composer, Policy Engine |
| `ruby_runtime_edges.json` | Edges `{from, to, reason, confidence}` | EntryTrace overlay, Policy explain traces |
| `ruby_capabilities.json` | Capability `{kind, location, evidenceHash, params}` | Policy Engine (capability predicates) |

All records follow AOC appender rules (immutable, tenant-scoped) and include `hash`, `layerDigest`, and `timestamp` normalized to UTC ISO-8601.

## 6. Testing Strategy
- **Fixtures**: Extend `fixtures/lang/ruby` with Rails, Sinatra, Sidekiq, Rack, container images (with/without vendor cache).
- **Determinism**: Golden snapshots for package lists and capability outputs across repeated runs.
- **Integration**: Worker e2e to ensure per-layer aggregation; CLI golden outputs (`stella ruby inspect`).
- **Policy**: Unit tests verifying new predicates (`ruby.group`, `ruby.capability.exec`, etc.) in Policy Engine test suite.

## 7. Rollout Plan & Dependencies
1. Implement collectors and aggregators (SCANNER-ANALYZERS-RUBY-28-001..004).
2. Add capability analyzer and observations (SCANNER-ANALYZERS-RUBY-28-005..008).
3. Wire CLI commands and Offline Kit packaging (SCANNER-ANALYZERS-RUBY-28-011).
4. Update docs (DOCS-SCANNER-BENCH-62-009 follow-up) once analyzer alpha ready.

**Dependencies**
- Tree-sitter Ruby grammar inclusion (needs Offline Kit packaging and licensing check).
- Policy Engine support for new predicates and capability schemas.
- Surface.Validation updates for git/path gem sources and secret resolution.

## 8. Open Questions
- Do we require dynamic runtime logs (e.g., `ActiveSupport::Notifications`) for confidence boosts? (defer to future iteration)
- Should we enforce signed gem provenance in MVP? Pending Product decision.
- Need alignment with Export Center on Ruby-specific manifest emissions.

## 9. Licensing & Offline Packaging (SCANNER-LIC-0001)
- **License**: tree-sitter core and `tree-sitter-ruby` grammar are MIT licensed (confirmed via upstream LICENSE files retrieved 2025-11-02).
- **Obligations**:
  1. Include both MIT license texts in `/third-party-licenses/` and in Offline Kit manifests.
  2. Update `NOTICE.md` to acknowledge embedded grammars per company policy.
  3. Record the grammar commit hashes in build metadata; regenerate generated C/WASM artifacts deterministically.
  4. Ensure build pipeline uses `tree-sitter-cli` only as a build-time tool (not redistributed) to avoid extra licensing obligations.
- **Deliverables**:
  - SCANNER-LIC-0001 to capture Legal sign-off and update packaging scripts.
  - Export Center to mirror license files into Offline Kit bundle.

---
*References:*
- Trivy: `pkg/fanal/analyzer/language/ruby/bundler`, `pkg/fanal/analyzer/language/ruby/gemspec`
- Gap analysis: `docs/benchmarks/scanner/scanning-gaps-stella-misses-from-competitors.md#ruby-analyzer-parity-trivy-grype-snyk`